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Virginia Beach, VA

Q1 Advisors

(757) 620-2643

 

Fees and Disclosures

Annual Disclosure Brochure

Q1 Advisors, Inc. is a Registered Investment Advisor Firm in the Commonwealth of Virginia. The firm specializes in investment account management for individuals, families, trusts, and charitable foundations. A full copy of the Q1 Advisors 'Disclosure Brochure' is available at the bottom of this page. The Disclosure Brochure is updated and offered to clients at least annually. Annual updates will be available by the March 31 filing deadline of each year.

Regulatory Information

Although Q1 Advisors is a state-registered Investment Advisor firm, the Securities and Exchange Commission (SEC) maintains registration information for both the firm and its representatives. You may access that registration information below:

To review Q1 Advisors' firm registration, please click here.

To review Michael Farley's personal registration, please click here. Search for 'Individual' and enter CRD #4486974.

To review Paul Puckett's personal registration, please click here. Search for 'Individual' and enter CRD #1839316.

 

Privacy Policy

Q1 Advisors, Inc. respects your privacy and pledges to maintain the confidentiality and security of your personal and financial information. A full copy of the Q1 Advisors annual 'Privacy Policy Statement' is available at the bottom of this page. The  Privacy Policy is updated and offered to clients annually.


 

Investment Management Fees                       

For clients with assets below $100,000: $50 per month.

For clients with assets above $100,000: 1.00% maximum annual fee.

All Q1 Advisors fees are negotiable.